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Succession Without a RIA Roll-Up (Discussion with TFA) AND Market and Economic Outlook

Abstract:
Succession Without a RIA Roll-Up: A Discussion with TFA 
Thinking about buying or selling a financial planning business? Join us for a peek behind the curtain of a successful transaction that has seen Triad Financial Advisors grow their AUM from $225M to $800M+ in the past 8 years. Carter Leinster (seller) and Patrick Rush (buyer) of Triad Financial Advisors will share the ins and outs, and ups and downs, of their buyer/seller transaction. As the industry changes, the market and environment for buyers and sellers is changing as well. Learn from Carter and Patrick what to do, what not to do and how to position yourself for a successful sale, whether you are buying or selling! And bring your questions! We'll be doing a panel format to give you a chance to get the answers you need.

Followed by a Market and Economic Outlook with Invesco

Succession Without a RIA Roll-Up, Applied for 1 hr: NC CIE, CFP, NC CPE, NC CLE
Market and Economic Outlook with Invesco, Applied for 1 hr: CFP, NC CPE

0745 Announcements
0800 Program begins

Speaker:

Carter W. Leinster, CERTIFIED FINANCIAL PLANNER™ professional, is the founder and President of Triad Financial Advisors. Carter has been helping men and women achieve financial independence since she began her career as a financial consultant in 1978.  After celebrating thirty years of service in 2012, TFA and Independent Wealth Management merged. Patrick Rush, former President of IWM, became Principal of the firm providing TFA with future growth opportunities and continuous stability for its clients.


Patrick Rush has been providing financial planning and investment advice since 1998.  He is a CFP®, CLU®, and Chartered Advisor in Philanthropy (CAP®).  Prior to merging with TFA in 2012, Patrick was the President of Independent Wealth Management.  He also served individuals and families as a Vice President and Senior Financial Advisor at Merrill Lynch in Greensboro.  Patrick is an Amazon Best Selling Author with his 2020 book Gain Big and Give Back: Financial Planning With Intention.



Talley Léger is an Investment Strategist for the Global Thought Leadership team. In this role, he is responsible for formulating and communicating macro and investment insights, with a focus on equities. Mr. Léger is involved with macro research, cross-market strategy, and equity strategy.

Mr. Léger joined Invesco when the firm combined with OppenheimerFunds in 2019. At OppenheimerFunds, he was an equity strategist. Prior to Oppenheimer Funds, he was the founder of Macro Vision Research and held strategist roles at Barclays Capital, ISI, Merrill Lynch, RBC Capital Markets, and Brown Brothers Harriman. Mr. Léger has been in the industry since 2001.

He is the co-author of the revised second edition of the book, From Bear to Bull with ETFs. Mr. Léger has been a guest columnist for The Big Picture and for “Data Watch” on Bloomberg Brief, as well as a contributing author on Seeking Alpha (seekingalpha.com). He has been quoted in The Associated Press, Barron’s, Bloomberg, Business Week, Dow Jones Newswires, The Financial Times, MarketWatch, Morningstar magazine, The New York Times, and The Wall Street Journal. Mr. Léger has appeared on Bloomberg TV, Canada’s BNN Bloomberg, CNBC, Reuters TV, The Street, and Yahoo! Finance, and has spoken on Bloomberg Radio.

Mr. Léger earned an MS degree in financial economics and a Bachelor of Music from Boston University. He is a member of the Global Interdependence Center (GIC) and holds the Series 7 registration.

Talley Leger






When:
Tuesday, February 16, 2021, 7:45 AM until 10:00 AM
Where:
Zoom Meeting
Look for connection info in reminder email


Additional Info:
Event Contact(s):
Gregg Schlaudecker
Category:
Membership Meetings
Registration is required before Tuesday, February 16, 2021 at 7:00 AM
Payment In Full In Advance Only
No Fee
No Fee
No Fee
No Fee
$50.00
$50.00
$50.00
$50.00